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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

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IFPRU 3.3 Basel 1 floor

As Published: 2014

IFPRU 3.3 Basel 1 floor

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IFPRU 4.9 Stress tests

As Published: 2014

IFPRU 4.9 Stress tests

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IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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