Search Result

301 - 320 of 1555 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances