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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

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SYSC 4.5

As Published: 2015

SYSC 4.5

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

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