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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SYSC 5.2

As Published: 2015

SYSC 5.2

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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