Search Result

201 - 220 of 1794 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

SYSC 4.7

As Published: 2015

SYSC 4.7

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor