Search Result

341 - 360 of 1376 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

LR 17.1 Application

As Published: 2005

LR 17.1 Application

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information