Search Result

1301 - 1316 of 1316 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR