Search Result

181 - 200 of 1598 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages