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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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LR 14.1 Application

As Published: 2005

LR 14.1 Application

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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SYSC 4.7

As Published: 2015

SYSC 4.7

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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PR App 3.1

As Published: 2005

PR App 3.1

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

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