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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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