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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

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CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

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PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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