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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application