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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015