Search Result

1081 - 1100 of 1654 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

As Published: 2016

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

TC App 5.1

As Published: 2010

TC App 5.1

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary