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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

IPRU-INV 11.1 INTRODUCTION

As Published: 2015

IPRU-INV 11.1 INTRODUCTION

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

MCOB 6.6 Mortgages: offer documents in place of illustrations

As Published: 2006

MCOB 6.6 Mortgages: offer documents in place of illustrations

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services