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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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REC 2A.4 Power and procedure for RAP penalties and censures

LR 7.2 The Listing and Premium Listing Principles

SYSC 4.1 General requirements

SYSC 5.1 Skills, knowledge and expertise

DTR 2.2 Disclosure of inside information

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

BIPRU 3.4 Risk weights under the standardised approach to credit risk

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

LR 8.3 Role of a sponsor: general

PERG 2.6 Specified investments: a broad outline

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 12.9 Record keeping

LR 8.7 Supervision of sponsors

INSPRU 3.2 Derivatives in insurance

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

SYSC 12.1 Application

CASS 6.6 Records, accounts and reconciliations

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SYSC 3.1 Systems and controls