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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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Similar To

LR 5.1 Suspending listing

EG 9.2 The FCA’s general policy in this area

IFPRU 4.10 Validation

SUP 8A.2 Introduction and conditions

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 6A.2 Removal of passport rights from EEA market operator

GEN 1.3 Emergency

EG 9.6 Applications for variation or revocation of prohibition orders

EG 4.13 Preliminary findings letters and preliminary investigation reports

FIT 1.2 Introduction

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 6.1 Publicity during FCA investigations

SUP 15.4 Notified persons

EG 2.1 Case selection and the use of enforcement powers

DEPP 2.3 Decision notices and second supervisory notices

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

DEPP 6.7 Discount for early settlement

LR 5.4 Restoring listing

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent