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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements