Search Result

761 - 780 of 1674 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose