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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities