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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

IPRU-INV 5.3 Financial resources

As Published: 2016

IPRU-INV 5.3 Financial resources

PR App 3.1

As Published: 2005

PR App 3.1

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application