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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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FIT 2.2 Competence and capability

LR 1.3 Information gathering and publication

SUP 8.8 Revoking waivers

REC 4.2 The supervisory relationship with UK recognised bodies

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

FIT 2.3 Financial soundness

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

EG 7.5 Payment of financial penalties

CONC 3.7A Financial promotions and communications: P2P agreements

CASS 9.1 Application

EG 20.1 Introduction

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

IFPRU 11.5 Intra-group financial support

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures