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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

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MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2015

CONC 4.6 Pre-contract disclosure: continuous payment authorities

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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