Search Result

601 - 620 of 1502 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

LR 12.1 Application

As Published: 2005

LR 12.1 Application

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

LR 6.15 Shares of a non-EEA company

As Published: 2017

LR 6.15 Shares of a non-EEA company

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous