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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

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COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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SYSC 21.1 Risk control: guidance on governance arrangements

DTR 8.3 Criteria for approval as a primary information provider

EG 2.11 Senior management responsibility

SUP 10A.8 Systems and controls functions

EG 7.3 FCA’s statements of policy

SUP 10C.2 Purpose

LR 8.2 When a sponsor must be appointed or its guidance obtained

LR 10.5 Class 1 requirements

LR 10.7 Transactions by specialist companies

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 8.28 Advice or information

LR 7.2 The Listing and Premium Listing Principles

LR 13.2 Approval of circulars

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

MAR 9.4 Supervisory regime

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy