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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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FEES 13.1 Application and purpose

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

SYSC 4.9

SUP 1A.2 Introduction

SUP 13.2 Introduction

EG 11.3 The FCA’s choice of powers

APER 4.2 Statement of Principle 2

GEN 1.2 Referring to approval by the FCA

SYSC 1.2 Purpose

EG 8.3 Use of the own-initiative powers in urgent cases

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation