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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

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SYSC 20.2 Reverse stress testing requirements

As Published: 2018

SYSC 20.2 Reverse stress testing requirements

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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