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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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FEES 4.1 Introduction

ICOBS 8.4 Employers’ Liability Insurance

DISP 1.10 Complaints reporting rules

APER 4.4 Statement of Principle 4

APER 3.1 Introduction

IFPRU 8.2 Large Exposures

COND 1.3 General

SYSC 4.5

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 15A.1 Application and notifications under EMIR

SUP 6.4 Applications for cancellation of permission

REC 4.2C Control over a UK RIE

EG 16.2 Disapplication orders

DEPP 6.5D Serious financial hardship

COND 2.4 Appropriate resources

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy