Search Result

341 - 360 of 1435 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

PERG 13.2 General

As Published: 2011

PERG 13.2 General

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose