Search Result

221 - 240 of 1414 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose