Search Result

201 - 220 of 1447 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

APER 1.1A Application

As Published: 2015

APER 1.1A Application