Search Result

421 - 440 of 1541 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction