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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application