Search Result

101 - 120 of 1546 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles