Search Result

81 - 100 of 1577 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

PR App 3.1

As Published: 2005

PR App 3.1

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund