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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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