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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

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PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

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EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

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