Search Result

561 - 580 of 1521 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms