Search Result

401 - 420 of 1607 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action