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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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