Search Result

1661 - 1680 of 1703 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

DISP App 3.4 Root cause analysis

As Published: 2017

DISP App 3.4 Root cause analysis

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

DISP App 3.3A The approach to considering evidence at step 2

As Published: 2017

DISP App 3.3A The approach to considering evidence at step 2

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

TC App 5.1

As Published: 2010

TC App 5.1

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS