Search Result

141 - 160 of 1831 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention