Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

…

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

…

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

…

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

…

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

…

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 2.4 Case selection: Unauthorised business

EG 5.3 The basis of settlement discussions

EG 11.3 The FCA’s choice of powers

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

SUP 15.2 Purpose

SUP 10C.5 FCA governing functions: Executive

SUP 15.13 Notification by CBTL firms

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

COLL 7.7 UCITS mergers

SYSC 18.3 Internal arrangements

SYSC 2.1 Apportionment of Responsibilities

REC 6.6 Supervision

MAR 1.3 Insider dealing

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation