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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

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EG 2.11 Senior management responsibility

EG 2.15 Decision making in the context of regulatory enforcement action

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

EG 14.2 Choice of powers

CASS 11.6 Statutory trust

REC 3.10 Complaints

SUP 10A.2 Purpose

EG 4.2 Notifying the person under investigation where notice is not required under the Act

SUP 8.4 Reliance on waivers

PR 5.1 Validity of prospectus

TC 1.2 Actions for damages

EG 3.1 Introduction

DEPP 6.1 Introduction

SUP 14.4 Notices of proposed changes: form and delivery

REC 3.22 Restriction of, or instruction to close out, open positions

DEPP 2.1 Statutory notices

MCOB 1.5 Application to appointed representatives

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 3.5 Official listing investigations (section 97)

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy