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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

ICOBS 6A.2 Optional additional products

As Published: 2015

ICOBS 6A.2 Optional additional products

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy