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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

…

LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

…

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

…

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

…

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

…

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

…

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

…

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

…

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

…

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

…

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

…

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

…

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

…

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

…

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

…

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

…

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

…

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

…

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

…

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