Search Result

61 - 80 of 1258 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing