Search Result

741 - 760 of 1375 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

…

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

…

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

…

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

…

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

…

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

…

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

…

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

…

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

…

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

…

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

…

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

…

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

…

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

…