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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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EG App 3.2 BIS