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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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EG 10.5 Section 198: the FCA’s policy

As Published: 2016

EG 10.5 Section 198: the FCA’s policy

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EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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